LECTURE 6: THE SINIC AND JAPANESE CIVILIZATIONS
China (traditional Chinese: 中國; simplified Chinese: 中国; Hanyu Pinyin: Zhōngguó ; Tongyong Pinyin: Jhongguó; Wade-Giles (Mandarin): Chung¹kuo²) is a cultural region, an ancient civilization, and a national or multinational entity in East Asia.
China has one of the world's oldest people and continuous civilizations, consisting of states and cultures dating back more than six millennia. It has the world's longest continuously used written language system, and is the source of such major inventions as what the British scholar and biochemist Joseph Needham called the "four great inventions of Ancient China": paper, the compass, gunpowder, and printing.
The stalemate of the last Chinese Civil War has resulted in two political entities using the name China: the People's Republic of China (PRC), commonly known as China, which controls mainland China, Hong Kong, and Macau; and the Republic of China (ROC), commonly known as Taiwan, which controls the island of Taiwan and some nearby islands.
Chinese tradition names the first dynasty Xia, but it was considered mythical until scientific excavations found early bronze-age sites at Erlitou in Henan Province.[10] Archaeologists have since uncovered urban sites, bronze implements, and tombs in locations cited as Xia's in ancient historical texts, but it is impossible to verify that these remains are of the Xia without written records from the period.The second dynasty, the loosely feudal Shang, definitely settled along the Yellow River in eastern China from the 18th to the 12th century BCE. They were invaded from the west by the Zhou, who ruled from the 12th to the 5th century BCE. The centralized authority of the Zhou was slowly eroded by warlords. Many strong, independent states continually waged war with each other in the Spring and Autumn period, only occasionally deferring to the Zhou king.
The first unified Chinese state was established by the Qin Dynasty in 221 BCE, when the office of the Emperor was set up and the Chinese language was forcibly standardized. This state did not last long, as its legalist policies soon led to widespread rebellion.
Under the succeeding Tang and Song dynasties, Chinese technology and culture reached its zenith. The Song dynasty was the first government in world history to issue paper money and the first Chinese polity to establish a permanent standing navy. Between the 10th and 11th centuries, the population of China doubled in size. This growth came about through expanded rice cultivation in central and southern China, along with its production of abundant food surpluses. Within its borders, the Northern Song Dynasty had a population of some 100 million people. The Song Dynasty was a culturally rich period in China for the arts, philosophy, and social life. Landscape art and portrait paintings were brought to new levels of maturity and complexity since the Tang Dynasty, and social elites gathered to view art, share their own, and make trades of precious artworks. Philosophers such as Cheng Yi and Chu Hsi reinvigorated Confucianism with new commentary, infused Buddhist ideals, and emphasis on new organization of classic texts that brought about the core doctrine of Neo-Confucianism.
In 1271, the Mongol leader and the fifth Khagan of the Mongol Empire Kublai Khan established the Yuan Dynasty, with the last remnant of the Song Dynasty falling to the Yuan in 1279. A peasant named Zhu Yuanzhang overthrew the Mongols in 1368 and founded the Ming Dynasty. Ming Dynasty thinkers such as Wang Yangming would further critique and expand Neo-Confucianism with ideas of individualism and innate morality that would have tremendous impact on later Japanese thought. Chosun Korea also became a nominal vassal state of Ming China and adopted much of its Neo-Confucian bureaucratic structure. China's capital was moved from Nanjing to Beijing during the early Ming Dynasty. The Ming fell to the Manchus in 1644, who then established the Qing Dynasty. An estimated 25 million people died during the Manchu conquest of Ming Dynasty (1616–1644).[11]
The Qing Dynasty, which lasted until 1912, was the last dynasty in China. In the 19th century the Qing Dynasty adopted a defensive posture towards European imperialism, even though it engaged in imperialistic expansion into Central Asia itself. At this time China awoke to the significance of the rest of the world, in particular the West. As China opened up to foreign trade and missionary activity, opium produced by British India was forced onto Qing China. Two Opium Wars with Britain weakened the Emperor's control.
One result was the Taiping Civil War which lasted from 1851 to 1862. It was led by Hong Xiuquan, who was partly influenced by a misinterpretation of Christianity. Hong believed himself to be the son of God and the younger brother of Jesus. Although the Qing forces were eventually victorious, the civil war was one of the bloodiest in human history, costing at least twenty million lives (more than the total number of fatalities in the First World War), with some estimates up to two-hundred million. In addition, more costly rebellions in terms of human lives and economics followed the Taiping Rebellion such as the Punti-Hakka Clan Wars (1855–1867), Nien Rebellion (1851–1868), Muslim Rebellion (1862–1877), Panthay Rebellion (1856–1873) and the Miao Rebellion (1854–1873).[12] [13] These rebellions resulted in an estimated loss of several million lives for each rebellion and in disastrous results for the economy and the countryside.[14][15] [16] The flow of British opium led to more decline.
While China was torn by continuous war, Meiji Japan succeeded in rapidly modernizing its military with its sights on Korea and Manchuria. Maneuvered by Japan, Korea declared independence from Qing China's suzerainty in 1894, leading to the First Sino-Japanese War, which resulted in the Qing Dynasty's cession of both Korea and Taiwan to Japan. Following these series of defeats, a reform plan for the empire to become a modern Meiji-style constitutional monarchy was drafted by the Emperor Guangxu in 1898, but was opposed and stopped by the Empress Dowager Cixi, who placed Emperor Guangxu under house arrest in a coup d'état. Further destruction followed the ill-fated 1900 Boxer Rebellion against westerners in Beijing. By the early 20th century, mass civil disorder had begun, and calls for reform and revolution were heard across the country. The 38 year old Emperor Guangxu died under house arrest on November 14, 1908, suspiciously just a day before Cixi. With the throne empty, he was succeeded by Cixi's handpicked heir, his two year old nephew Puyi, who became the Xuantong Emperor, the last Chinese emperor. Guangxu's consort, who became the Empress Dowager Longyu, signed the abdication decree as regent in 1912, ending two thousand years of imperial rule in China. She died, childless, in 1913.
After Yuan Shikai's death in 1916, China was politically fragmented, with an internationally recognized but virtually powerless national government seated in Peking (modern day Beijing). Warlords in various regions exercised actual control over their respective territories. In the late 1920s, the Kuomintang, under Chiang Kai-shek, was able to reunify the country under its own control, moving the nation's capital to Nanking (modern day Nanjing) and implementing "political tutelage", an intermediate stage of political development outlined in Sun Yat-sen's program for transforming China into a modern, democratic state. Effectively, political tutelage meant one-party rule by the Kuomintang.
The Sino-Japanese War of 1937–1945 (part of World War II) forced an uneasy alliance between the Nationalists and the Communists as well as causing around 10 million Chinese civilian deaths. With the surrender of Japan in 1945, China emerged victorious but financially drained. The continued distrust between the Nationalists and the Communists led to the resumption of the Chinese Civil War. In 1947, constitutional rule was established, but because of the ongoing Civil War many provisions of the ROC constitution were never implemented on the mainland.
After its victory in the Chinese Civil War, the Communist Party of China, led by Mao Zedong, gained control of most of the Mainland China. On October 1, 1949, they established the People's Republic of China as a Socialist State headed by a "Democratic Dictatorship" with the CCP as the only legal political party, thus, laying claim as the successor state of the ROC. The central government of the Chinese Nationalist Party led by Chiang Kai-shek was forced to retreat to the island of Taiwan that it had occupied at the end of World War II and moved the ROC government there. Major armed hostilities ceased in 1950 but no peace treaty has been signed.
After the Chinese Civil War, mainland China underwent a series of disruptive socioeconomic movements starting in the late 1950s with the Great Leap Forward and continued in the 1960s with the Cultural Revolution that left much of its education system and economy in shambles. With the death of its first generation Communist Party leaders such as Mao Zedong and Zhou Enlai, the PRC began implementing a series of political and economic reforms advocated by Deng Xiaoping that eventually formed the foundation for mainland China's rapid economic development starting in the 1990s.
Post-1978 reforms on the mainland have led to some relaxation of control over many areas of society. However, the PRC government still has almost absolute control over politics, and it continually seeks to eradicate what it perceives as threats to the social, political and economic stability of the country. Examples include the fight against terrorism, jailing of political opponents and journalists, custody regulation of the press, regulation of religion, and suppression of independence/secessionist movements. In 1989, the student protests at Tiananmen Square were violently put to an end by the Chinese military after 15 days of martial law. In 1997, Hong Kong was returned to the PRC by the United Kingdom, and in 1999, Macau was returned by Portugal.
Today, mainland China is administered by the People's Republic of China—a one-party state under the leadership of the Chinese Communist Party; while the island of Taiwan and surrounding islands are administered by the Republic of China—a democratic multi-party state. After the founding of the People's Republic in 1949, both states claimed to be the sole legitimate ruler of all of "China". After the Kuomintang retreat to Taiwan in 1949, the Republic of China had maintained official diplomatic relations with most states around the world, but by the 1970s, there was a shift in the international diplomatic circles and the People's Republic of China gained the upper hand in international diplomatic relations and recognition count. In 1971, under resolution 2758, the representatives of Chiang Kai-shek to the United Nations were expelled from the intergovernmental organization. With the expulsion of the Chiang Kai-shek's representatives, and effectively the Republic of China, the representatives of the People's Republic of China were invited to assume China's seat on the UN Security Council, the UN General Assembly and other United Nations councils and agencies. Later attempts by the Republic of China to rejoin the UN have either been blocked by the People's Republic of China, who has veto power on UN Security Council, or rejected by the United Nations Secretariat or a United Nations General Assembly committee responsible for the General Assembly's agenda[17].
Top-level political divisions of China have altered as administrations changed. Top levels included circuits and provinces. Below that, there have been prefectures, subprefectures, departments, commanderies, districts, and counties. Recent divisions also include prefecture-level cities, county-level cities, towns and townships.
China ranges from mostly plateaus and mountains in the west to lower lands in the east. Principal rivers flow from west to east, including the Yangtze (central), the Huang He (Yellow river, north-central), and the Amur (northeast), and sometimes toward the south (including the Pearl River, Mekong River, and Brahmaputra), with most Chinese rivers emptying into the Pacific Ocean.
In the east, along the shores of the Yellow Sea and the East China Sea there are extensive and densely populated alluvial plains. On the edges of the Inner Mongolian plateau in the north, grasslands can be seen. Southern China is dominated by hills and low mountain ranges. In the central-east are the deltas of China's two major rivers, the Huang He and Yangtze River. Most of China's arable lands lie along these rivers; they were the centers of China's major ancient civilizations. Other major rivers include the Pearl River, Mekong, Brahmaputra and Amur. Yunnan Province is considered a part of the Greater Mekong Subregion, which also includes Myanmar, Laos, Thailand, Cambodia, and Vietnam[18].
In the west, the north has a great alluvial plain, and the south has a vast calcareous tableland traversed by hill ranges of moderate elevation, and the Himalayas, containing Earth's highest point, Mount Everest. The northwest also has high plateaus with more arid desert landscapes such as the Takla-Makan and the Gobi Desert, which has been expanding. During many dynasties, the southwestern border of China has been the high mountains and deep valleys of Yunnan, which separate modern China from Burma, Laos and Vietnam.
The Paleozoic formations of China, excepting only the upper part of the Carboniferous system, are marine, while the Mesozoic and Tertiary deposits are estuarine and freshwater or else of terrestrial origin. Groups of volcanic cones occur in the Great Plain of north China. In the Liaodong and Shandong Peninsulas, there are basaltic plateaus.
The climate of China varies greatly. The northern zone (containing Beijing) has summer daytime temperatures of more than 30 degrees Celsius and winters of Arctic severity. The central zone (containing Shanghai) has a temperate continental climate with very hot summers and cold winters. The southern zone (containing Guangzhou) has a subtropical climate with very hot summers and mild winters.
Due to a prolonged drought and poor agricultural practices, dust storms have become usual in the spring in China.[19] Dust has blown to southern China and Taiwan, and has reached the West Coast of the United States. Water, erosion, and pollution control have become important issues in China's relations with other countries.
Confucianism was the official philosophy throughout most of Imperial China's history, and mastery of Confucian texts was the primary criterion for entry into the imperial bureaucracy. China's traditional values were derived from various versions of Confucianism. A number of more authoritarian strains of thought have also been influential, such as Legalism. There was often conflict between the philosophies, e.g. the Song Dynasty Neo-Confucians believed Legalism departed from the original spirit of Confucianism. Examinations and a culture of merit remain greatly valued in China today. In recent years, a number of New Confucians (not to be confused with Neo-Confucianism) have advocated that democratic ideals and human rights are quite compatible with traditional Confucian "Asian values".[20]With the rise of Western economic and military power beginning in the mid-19th century, non-Chinese systems of social and political organization gained adherents in China. Some of these would-be reformers totally rejected China's cultural legacy, while others sought to combine the strengths of Chinese and Western cultures. In essence, the history of 20th century China is one of experimentation with new systems of social, political, and economic organization that would allow for the reintegration of the nation in the wake of dynastic collapse.
Chinese characters have had many variants and styles throughout Chinese history. Tens of thousands of ancient written documents are still extant, from Oracle bones to Qing edicts. This literary emphasis affected the general perception of cultural refinement in China, e.g. the view that calligraphy was a higher art form than painting or drama. Manuscripts of the Classics and religious texts (mainly Confucian, Taoist, and Buddhist) were handwritten by ink brush. Calligraphy later became commercialized, and works by famous artists became prized possessions.
Chinese literature has a long past; the earliest classic work in Chinese, the I Ching or "Book of Changes" dates to around 1000 BCE. A flourishing of philosophy during the Warring States Period produced such noteworthy works as Confucius's Analects and Laozi's Tao Te Ching. (See also the Chinese classics.) Dynastic histories were often written, beginning with Sima Qian's seminal Records of the Historian written from 109 BCE to 91 BCE. The Tang Dynasty witnessed a poetic flowering, while the Four Great Classical Novels of Chinese literature were written during the Ming and Qing Dynasties.
Printmaking in the form of movable type was developed during the Song Dynasty. Academies of scholars sponsored by the empire were formed to comment on the classics in both printed and handwritten form. Royalty frequently participated in these discussions as well. The Song Dynasty was also a period of great scientific literature, such as Su Song's Xin Yixiang Fayao and Shen Kuo's Dream Pool Essays. There were also enormous works of historiography and large encyclopedias, such as Sima Guang's Zizhi Tongjian of 1084 CE or the Four Great Books of Song fully compiled and edited by the 11th century.
For centuries, economic and social advancement in China could be provided by high performance on the imperial examinations. This led to a meritocracy, although it was available only to males who could afford test preparation. Imperial examinations required applicants to write essays and demonstrate mastery of the Confucian classics. Those who passed the highest level of the exam became elite scholar-officials known as jinshi, a highly esteemed socio-economic position.
Hundreds of ethnic groups have existed in China throughout its history. The largest ethnic group in China by far is the Han. This group is diverse in itself and can be divided into smaller ethnic groups that share some traits.
Over the last three millennia, many previously distinct ethnic groups in China have been Sinicized into a Han identity, which over time dramatically expanded the size of the Han population. However, these assimilations were usually incomplete and vestiges of indigenous language and culture often are still retained in different regions of China. Because of this, many within the Han identity have maintained distinct linguistic and cultural traditions, though still identifying as Han. Several ethnicities have also dramatically shaped Han culture, e.g. the Manchurian clothing called the qipao became the new "Chinese" fashion after the 17th century, replacing earlier Han styles of clothing such as the Hanfu. The modern term Chinese nation (Zhonghua Minzu) is now used to describe a notion of a Chinese nationality that transcends ethnic divisions.
Most languages in China belong to the Sino-Tibetan language family, spoken by 29 ethnicities. There are also several major dialects within the Chinese language itself. The most spoken dialects are Mandarin (spoken by over 70% of the population), Wu (Shanghainese), Yue (Cantonese), Min, Xiang, Gan, and Hakka. Non-Sinitic languages spoken widely by ethnic minorities include Zhuang (Thai), Mongolian, Tibetan, Uyghur (Turkic), Hmong and Korean.[21]
Classical Chinese was the written standard used for thousands of years in China before the 20th century and allowed for written communication between speakers of various unintelligible languages and dialects in China. Vernacular Chinese or baihua is the written standard based on the Mandarin dialect first popularized in Ming dynasty novels and was adopted (with significant modifications) during the early 20th century as the national vernacular. Classical Chinese is still part of the high school curriculum and is thus intelligible to some degree to many Chinese.
The "official" orthodox faith system held by most dynasties of China until the overthrow of the last dynasty is a panentheism system, centering on the worship of "Heaven" as an omnipotent force[citation needed]. This faith system pre-dated the development of Confucianism and Taoism or the introduction of Buddhism and Christianity. It has features of a monotheism in that Heaven is seen as an omnipotent entity, endowed with personality but no corporeal form. "Heaven" as a supernatural force was variously referred to as Shangdi (literally "Emperor Above"). Worship of Heaven includes the erection of shrines, the last and greatest being the Altar of Heaven in Beijing, and the offering of prayers. Manifestation of the powers of Heaven include weather and natural disasters. Although it gradually diminished in popular belief after the advent of Taoism and Buddhism, among others, some of its concepts remained in use throughout the pre-modern period and have been incorporated in later religions of China.
Taoism is an indigenous religion of China and is traditionally traced to the composition of Lao Zi's Tao Te Ching (The Book of Tao and Its Virtues) or to seminal works by Zhang Daoling. The philosophy of Taoism is centered on "the way"; an understanding of which can be likened to recognizing the true nature of the universe. Taoism in its unorganized form is also considered a folk religion of China. More secular derivatives of Taoist ideas include Feng Shui, Sun Tzu's Art of War, and acupuncture.
Buddhism was introduced from India and Central Asia during the Han dynasty and became very popular among Chinese of all walks of life, embraced particularly by commoners, and sponsored by emperors in certain dynasties. Mahayana (大乘, Dacheng) is the predominant form of Buddhism practiced in China, where it was largely Sinicized and later exported to Korea, Japan and Vietnam. Some subsets of Mahayana popular in China include Pure Land (Amidism) and Zen. Buddhism is the largest organized faith in China and the country has the most Buddhist adherents in the world, followed by Japan. Many Chinese, however, identify themselves as both Taoist and Buddhist at the same time.
Ancestor worship is a major religious theme shared among all Chinese religions. Traditional Chinese culture, Taoism, Confucianism, and Chinese Buddhism all value filial piety as a top virtue, and the act is a continued display of piety and respect towards departed ancestors. The Chinese generally offer prayers and food for the ancestors, light incense and candles, and burn offerings of Joss paper. These activities are typically conducted at the site of ancestral graves or tombs, at an ancestral temple, or at a household shrine.
Islam, Judaism and Christianity first arrived in China after the 7th century during the Tang Dynasty. Islam was later spread by merchants and craftsmen as trade routes improved along the Silk Road, while Christianity began to make significant inroads in China after the 16th century through Jesuit and later protestant missionaries. Islam arrived in China during the 8th century, only a few years after the Islamic prophet Muhammad's death. The Emperor of China took Islam highly, and the first mosque in China, the Huaisheng Mosque was built in Canton, Guangzhou in 630. In the first half of the 20th century, many Jews arrived in Shanghai and Hong Kong during those cities' periods of economic expansion, seeking refuge from the Holocaust in Europe. Shanghai was particularly notable for its volume of Jewish refugees, as it was the only port in the world then to accept them without an entry visa.
Among the scientific accomplishments of ancient China were paper (not papyrus) and papermaking, woodblock printing and movable type printing, the early lodestone and magnetic compass, gunpowder, toilet paper, early seismological detectors, matches, dry docks, pound locks, sliding calipers, the double-action piston pump, blast furnace and cast iron, the iron plough, the multi-tube seed drill, the wheelbarrow, the suspension bridge, the parachute, natural gas as fuel, the escapement mechanism for clocks, the differential gear for the South Pointing Chariot, the hydraulic-powered armillary sphere, the hydraulic-powered trip hammer, the mechanical chain drive, the mechanical belt drive, the raised-relief map, the propeller, the crossbow, the cannon, the rocket, the multistage rocket, etc. Chinese astronomers were among the first to record observations of a supernova. The work of the astronomer Shen Kuo (1031–1095) alone was most impressive, as he theorized that the sun and moon were spherical, corrected the position of the polestar with his improved sighting tube, discovered the concept of true north, wrote of planetary motions such as retrogradation, and compared the orbital paths of the planets to points on the shape of a rotating willow leaf. With evidence for them, he also postulated geological theories for the processes of land formation in geomorphology and climate change in paleoclimatology. Yet there were many other astronomers than Shen Kuo, such as Gan De, Shi Shen, Zhang Heng, Yi Xing, Zhang Sixun, Su Song, etc. Chinese mathematics evolved independently of Greek mathematics and is therefore of great interest in the history of mathematics. The Chinese were also keen on documenting all of their technological achievements, such as in the Tiangong Kaiwu encyclopedia written by Song Yingxing (1587–1666).
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